Cathay General Bancorp
CATY · NASDAQ
Who owns CATY
Largest institutional holders, from their latest 13F filings
The 10 largest institutions hold 47.8% of CATY’s shares.
- BlackRock Institutional Trust Company, N.A.13.4%
- Vanguard Portfolio Management, LLC6.2%
- Dimensional Fund Advisors, L.P.6.1%
- State Street Investment Management (US)5.3%
- Next 6 largest institutions16.8%
- All other shareholders52.2%
| Holder | Shares | % of shares |
|---|---|---|
| BlackRock Institutional Trust Company, N.A. | 8.96M | 13.40% |
| Vanguard Portfolio Management, LLC | 4.12M | 6.16% |
| Dimensional Fund Advisors, L.P. | 4.07M | 6.09% |
| State Street Investment Management (US) | 3.53M | 5.28% |
| Vanguard Capital Management, LLC | 2.90M | 4.34% |
| American Century Investment Management, Inc. | 1.99M | 2.98% |
| Geode Capital Management, L.L.C. | 1.83M | 2.74% |
| Invesco Advisers, Inc. | 1.77M | 2.65% |
| Fuller & Thaler Asset Management Inc. | 1.72M | 2.57% |
| T. Rowe Price Investment Management, Inc. | 1.04M | 1.56% |
Largest mutual fund holders
| Holder | Shares | % of shares |
|---|---|---|
| iShares Core S&P Small-Cap ETF | 4.02M | 6.02% |
| Vanguard Total Stock Market Index Fund | 2.03M | 3.04% |
| Avantis US Small Cap Value ETF | 1.82M | 2.72% |
| iShares Russell 2000 ETF | 1.72M | 2.58% |
| Vanguard Small-Cap Index Fund | 1.46M | 2.19% |
Insider trades
Form 4 filings by officers, directors and large holders
Over the last 6 months, insiders sold $5.25M (14 trades) of CATY on the open market, with no buys.
| Insider | Type | Shares | Value |
|---|---|---|---|
| SUN ALBERT | Option exercise | 1.42K | — |
| SUN ALBERT | Tax withholding | 457 | $28.08K |
| SUN ALBERT | Option exercise | 1.42K | — |
| Wang Albert Jen-Wen | Option exercise | 4.01K | — |
| Wang Albert Jen-Wen | Tax withholding | 1.29K | $80.05K |
| Wang Albert Jen-Wen | Option exercise | 4.01K | — |
| Sun Richard | Sale | 1.00K | $62.31K |
| Lo Thomas M. | Sale | 1.60K | $99.95K |
| Sun Richard | Sale | 1.00K | $62.08K |
| Sun Richard | Sale | 3.00K | $189.27K |
Congressional trades
Disclosed by members of Congress over the last 12 months
| Member | Type | Amount | Traded |
|---|---|---|---|
| Gil CisnerosHouse | Purchase | $1K–$15K | Mar 3, 2026 |
| Gil CisnerosHouse | Purchase | $1K–$15K | Jan 15, 2026 |
Short interest
Settled Sep 30, 2026
- Shares short
- 3.40M
- Days to cover
- 5.90
- % of shares outstanding
- 5.09%
- Average daily volume
- 576.76K
- Change since last report
- +12.8%
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