Capital Southwest
CSWC · NASDAQ
$22.39−$0.13 (−0.58%)TodayMarket closed ·
Prev close $22.52
Who owns CSWC
Largest institutional holders, from their latest 13F filings
The 10 largest institutions hold 13.5% of CSWC’s shares.
- Van Eck Associates Corporation2.5%
- UBS Financial Services, Inc.1.9%
- Two Sigma Investments, LP1.9%
- Sound Income Strategies, LLC1.5%
- Next 6 largest institutions5.6%
- All other shareholders86.5%
| Holder | Shares | % of shares |
|---|---|---|
| Van Eck Associates Corporation | 1.53M | 2.46% |
| UBS Financial Services, Inc. | 1.21M | 1.95% |
| Two Sigma Investments, LP | 1.19M | 1.92% |
| Sound Income Strategies, LLC | 934.32K | 1.50% |
| Sanders Morris LLC | 759.99K | 1.22% |
| Thomas (William R III) | 598.61K | 0.96% |
| Sarner (Michael Scott) | 587.68K | 0.95% |
| ETF Architect | 525.70K | 0.85% |
| Alpha Architect, LLC | 525.50K | 0.85% |
| Legal & General Investment Management Ltd. | 499.71K | 0.80% |
Largest mutual fund holders
| Holder | Shares | % of shares |
|---|---|---|
| VanEck BDC Income ETF | 1.26M | 2.02% |
| Militia Long/Short Equity ETF | 500.57K | 0.81% |
| Putnam BDC Income ETF | 409.00K | 0.66% |
| VanEck Global Listed Private Credit (AUD Hedged) ETF | 255.88K | 0.41% |
| iShares Listed Private Equity UCITS ETF | 228.76K | 0.37% |
Insider trades
Form 4 filings by officers, directors and large holders
Over the last 6 months, insiders bought $191.97K (4 trades) and sold $108.57K (1 trade) of CSWC on the open market.
| Insider | Type | Shares | Value |
|---|---|---|---|
| Thomas William R III | Buy | 2.17K | $50.01K |
| FURST JACK D | Award | 1.99K | — |
| Rogers-Windsor Ramona Lynn | Award | 1.99K | — |
| Brooks David R | Award | 1.99K | — |
| BATTIST CHRISTINE | Award | 1.99K | — |
| Thomas William R III | Award | 1.99K | — |
| BATTIST CHRISTINE | Buy | 860 | $19.98K |
| Weinstein Joshua S. | Tax withholding | 9.59K | $225.70K |
| Rehberger Chris | Tax withholding | 3.69K | $86.82K |
| Sarner Michael Scott | Tax withholding | 11.71K | $275.54K |
Short interest
Settled Sep 30, 2026
- Shares short
- 3.57M
- Days to cover
- 5.83
- % of shares outstanding
- 5.74%
- Average daily volume
- 612.07K
- Change since last report
- −11.0%
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