Horizon Technology Finance

HRZN · NASDAQ

$4.10−$0.04 (−0.97%)TodayMarket closed · Oct 21, 4:01 AM ET

Prev close $4.14

Who owns HRZN

Largest institutional holders, from their latest 13F filings

The 10 largest institutions hold 6.8% of HRZN’s shares.

Morgan Stanley & Co. LLC1.4%
Bulldog Investors, LLP1.0%
Marshall Wace LLP0.9%
The CAPROCK Group, LLC0.7%
Next 6 largest institutions2.8%
All other shareholders93.2%

Top institutional holders of HRZN
Holder	Shares	% of shares	Change, last filing	Filed
Morgan Stanley & Co. LLC	980.54K	1.44%	+959.54K	Jun 30, 2026
Bulldog Investors, LLP	658.62K	0.96%	+658.62K	Jun 30, 2026
Marshall Wace LLP	592.25K	0.87%	+420.47K	Jun 30, 2026
The CAPROCK Group, LLC	454.44K	0.67%	+454.44K	Jun 30, 2026
Green Alpha Investments	429.91K	0.63%	−160.23K	Jun 30, 2026
Legal & General Investment Management Ltd.	386.21K	0.57%	+57.56K	Jun 30, 2026
Eagle Point Credit Management LLC	366.19K	0.54%	+0	Jun 30, 2026
Virtus Advisers, LLC	252.46K	0.37%	+0	Jul 31, 2026
Virtus Investment Advisers, Inc.	252.46K	0.37%	+108.49K	Jun 30, 2026
William Blair & Company, L.L.C. (Research)	239.07K	0.35%	+239.07K	Jun 30, 2026

Largest mutual fund holders

Top mutual fund holders of HRZN
Holder	Shares	% of shares	Change, last filing	Filed
High Income Securities Fund	308.18K	0.45%	+308.18K	May 31, 2026
Virtus Private Credit Strategy ETF	236.04K	0.35%	−16.42K	Aug 31, 2026
iShares Listed Private Equity UCITS ETF	173.06K	0.25%	−1.22K	Aug 31, 2026
Eagle Point Credit Company Inc	13.28K	0.02%	+9.81K	Mar 31, 2026
Eagle Point Income Company Inc	13.28K	0.02%	+13.28K	Mar 31, 2026

Insider trades

Form 4 filings by officers, directors and large holders

Over the last 6 months, insiders bought $655.80K (7 trades) of HRZN on the open market, with no sales.

Latest HRZN insider transactions
Insider	Date	Type	Shares	Price	Value
Trolio Daniel R.	Jun 10, 2026	Buy	11.50K	$4.34	$49.91K
ALLISON THOMAS J.	Jun 9, 2026	Buy	6.00K	$4.36	$26.16K
O'Connor Kimberley Ann	Jun 9, 2026	Buy	10.00K	$4.37	$43.70K
Goodman Jonathan Joseph	Jun 9, 2026	Buy	6.00K	$4.32	$25.95K
Seitz Paul G	Jun 9, 2026	Buy	11.48K	$4.35	$49.92K
Balkin Michael	Jun 9, 2026	Buy	100.00K	$4.34	$434.00K
ALLISON THOMAS J.	Jun 9, 2026	Buy	6.00K	$4.36	$26.16K

Short interest

Settled Sep 30, 2026

Shares short: 2.68M
Days to cover: 8.40
% of shares outstanding: 3.92%
Average daily volume: 318.58K
Change since last report: −9.7%

Information on this page is provided for informational purposes only and is not a recommendation to buy, sell or hold any security. Investing involves risk, including possible loss of principal. Market data is delayed at least 15 minutes and is provided without warranty. Analyst ratings, price targets and company data come from third-party sources. Past performance does not guarantee future results.