LPL Financial Holdings
LPLA · NASDAQ
Who owns LPLA
Largest institutional holders, from their latest 13F filings
The 10 largest institutions hold 41.6% of LPLA’s shares.
- Dodge & Cox5.7%
- Boston Partners5.3%
- Janus Henderson Investors5.2%
- Vanguard Portfolio Management, LLC4.8%
- Next 6 largest institutions20.5%
- All other shareholders58.4%
| Holder | Shares | % of shares |
|---|---|---|
| Dodge & Cox | 4.58M | 5.72% |
| Boston Partners | 4.25M | 5.31% |
| Janus Henderson Investors | 4.20M | 5.25% |
| Vanguard Portfolio Management, LLC | 3.83M | 4.79% |
| Vanguard Capital Management, LLC | 3.61M | 4.52% |
| BlackRock Institutional Trust Company, N.A. | 3.40M | 4.25% |
| Principal Global Investors (Equity) | 2.68M | 3.36% |
| Samlyn Capital, LLC | 2.41M | 3.01% |
| Capital World Investors | 2.34M | 2.93% |
| State Street Investment Management (US) | 1.93M | 2.42% |
Largest mutual fund holders
| Holder | Shares | % of shares |
|---|---|---|
| Dodge & Cox Stock Fund | 3.02M | 3.77% |
| Vanguard Total Stock Market Index Fund | 2.55M | 3.18% |
| Janus Henderson Enterprise Fund | 2.23M | 2.78% |
| Principal MidCap Fund | 1.82M | 2.28% |
| Vanguard Mid-Cap Index Fund | 1.73M | 2.16% |
Insider trades
Form 4 filings by officers, directors and large holders
Over the last 6 months, insiders sold $2.17M (9 trades) of LPLA on the open market, with no buys.
| Insider | Type | Shares | Value |
|---|---|---|---|
| Reeping Katharine | Sale | 440 | $153.07K |
| Field Emily | Tax withholding | 106 | $38.09K |
| Thomas Corey E. | Award | 4 | — |
| Putnam James S | Award | 7 | — |
| Mnookin Allison | Award | 2 | — |
| Glavin William Francis Jr | Award | 10 | — |
| SCHIFTER RICHARD P | Award | 14 | — |
| BERNARD EDWARD C | Award | 3 | — |
| EBERHART PAULETT | Award | 4 | — |
| Jambusaria Aneri | Sale | 308 | $110.07K |
Congressional trades
Disclosed by members of Congress over the last 12 months
| Member | Type | Amount | Traded |
|---|---|---|---|
| Michael McCaulHouse | Sale | $50K–$100K | Mar 2, 2026 |
| Gil CisnerosHouse | Purchase | $1K–$15K | Dec 10, 2025 |
| Michael McCaulHouse | Sale | $15K–$50K | Oct 27, 2025 |
Short interest
Settled Sep 30, 2026
- Shares short
- 1.97M
- Days to cover
- 2.04
- % of shares outstanding
- 2.47%
- Average daily volume
- 968.14K
- Change since last report
- +11.6%
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