Principal Financial Group
PFG · NASDAQ
Who owns PFG
Largest institutional holders, from their latest 13F filings
The 10 largest institutions hold 44.0% of PFG’s shares.
- Nippon Life Insurance Company8.5%
- BlackRock Institutional Trust Company, N.A.6.5%
- Vanguard Capital Management, LLC6.3%
- Vanguard Portfolio Management, LLC5.3%
- Next 6 largest institutions17.5%
- All other shareholders56.0%
| Holder | Shares | % of shares |
|---|---|---|
| Nippon Life Insurance Company | 18.14M | 8.47% |
| BlackRock Institutional Trust Company, N.A. | 13.94M | 6.51% |
| Vanguard Capital Management, LLC | 13.48M | 6.30% |
| Vanguard Portfolio Management, LLC | 11.27M | 5.26% |
| State Street Investment Management (US) | 10.26M | 4.79% |
| Charles Schwab Investment Management, Inc. | 6.50M | 3.04% |
| Capital World Investors | 6.04M | 2.82% |
| Geode Capital Management, L.L.C. | 5.68M | 2.65% |
| Managed Account Advisors LLC | 5.08M | 2.37% |
| Dimensional Fund Advisors, L.P. | 3.92M | 1.83% |
Largest mutual fund holders
| Holder | Shares | % of shares |
|---|---|---|
| Vanguard Total Stock Market Index Fund | 6.88M | 3.21% |
| American Funds Income Fund of America | 6.00M | 2.80% |
| Schwab U.S. Dividend Equity ETF | 5.38M | 2.51% |
| Vanguard 500 Index Fund | 5.16M | 2.41% |
| Vanguard Mid-Cap Index Fund | 4.67M | 2.18% |
Insider trades
Form 4 filings by officers, directors and large holders
Over the last 6 months, insiders sold $2.88M (7 trades) of PFG on the open market, with no buys.
| Insider | Type | Shares | Value |
|---|---|---|---|
| Auerbach Jonathan | Award | 161 | — |
| Beams Mary E. | Award | 105 | — |
| Muruzabal Claudio | Award | 97 | — |
| Nordin Diane C | Award | 211 | — |
| Pickerell Blair | Award | 273 | — |
| Richer Clare Stack | Award | 138 | — |
| Mitchell H Elizabeth | Award | 78 | — |
| Carter Miller Jocelyn | Award | 648 | — |
| RIVERA ALFREDO | Award | 24 | $2.75K |
| RIVERA ALFREDO | Award | 113 | — |
Congressional trades
Disclosed by members of Congress over the last 12 months
| Member | Type | Amount | Traded |
|---|---|---|---|
| Alan ArmstrongSenator | Purchase | $1K–$15K | Mar 27, 2026 |
| Ro KhannaHouse | Purchase | $1K–$15K | Nov 3, 2025 |
| Lisa McClainHouse | Sale | $1K–$15K | Oct 31, 2025 |
| Lisa McClainHouse | Sale | $1K–$15K | Oct 30, 2025 |
Short interest
Settled Sep 30, 2026
- Shares short
- 8.24M
- Days to cover
- 5.46
- % of shares outstanding
- 3.85%
- Average daily volume
- 1.51M
- Change since last report
- −12.8%
Information on this page is provided for informational purposes only and is not a recommendation to buy, sell or hold any security. Investing involves risk, including possible loss of principal. Market data is delayed at least 15 minutes and is provided without warranty. Analyst ratings, price targets and company data come from third-party sources. Past performance does not guarantee future results.