Caterpillar
CAT · NYSE
Who owns CAT
Largest institutional holders, from their latest 13F filings
The 10 largest institutions hold 33.6% of CAT’s shares.
- State Street Investment Management (US)7.5%
- Vanguard Capital Management, LLC6.5%
- BlackRock Institutional Trust Company, N.A.5.4%
- State Farm Insurance Companies3.3%
- Next 6 largest institutions10.9%
- All other shareholders66.4%
| Holder | Shares | % of shares |
|---|---|---|
| State Street Investment Management (US) | 34.39M | 7.47% |
| Vanguard Capital Management, LLC | 30.08M | 6.53% |
| BlackRock Institutional Trust Company, N.A. | 24.91M | 5.41% |
| State Farm Insurance Companies | 15.27M | 3.32% |
| Vanguard Portfolio Management, LLC | 12.03M | 2.61% |
| Geode Capital Management, L.L.C. | 11.18M | 2.43% |
| Fisher Investments | 9.94M | 2.16% |
| Bill & Melinda Gates Foundation Trust | 6.35M | 1.38% |
| T. Rowe Price Associates, Inc. | 5.50M | 1.19% |
| Fidelity Management & Research Company LLC | 5.07M | 1.10% |
Largest mutual fund holders
| Holder | Shares | % of shares |
|---|---|---|
| Vanguard Total Stock Market Index Fund | 14.67M | 3.18% |
| Vanguard 500 Index Fund | 12.09M | 2.62% |
| iShares Core S&P 500 ETF | 6.14M | 1.33% |
| Fidelity 500 Index Fund | 5.96M | 1.29% |
| State Street SPDR S&P 500 ETF Trust | 5.65M | 1.23% |
Insider trades
Form 4 filings by officers, directors and large holders
Over the last 6 months, insiders bought $219.21K (1 trade) and sold $113.85M (35 trades) of CAT on the open market.
| Insider | Type | Shares | Value |
|---|---|---|---|
| MacLennan David | Award | 28 | $22.99K |
| GOOD LYNN J | Award | 30 | $24.63K |
| Kaiser Jason | Award | 11 | $9.04K |
| Epley Kyle Joseph | Award | 7 | $5.75K |
| Epley Kyle Joseph | Award | 11 | $9.04K |
| Creed Joseph E | Award | 19 | $15.61K |
| Creed Joseph E | Option exercise | 44.40K | $9.76M |
| Creed Joseph E | Sale | 4.83K | $3.93M |
| Creed Joseph E | Sale | 1.28K | $1.04M |
| Creed Joseph E | Sale | 5.04K | $4.08M |
Congressional trades
Disclosed by members of Congress over the last 12 months
| Member | Type | Amount | Traded |
|---|---|---|---|
| Lisa McClainHouse | Purchase | $1K–$15K | Sep 28, 2026 |
| Jared MoskowitzHouse | Sale | $1K–$15K | Mar 31, 2026 |
| John BoozmanSenator | Purchase | $1K–$15K | Jan 29, 2026 |
| Markwayne MullinSenator | Purchase | $15K–$50K | Dec 29, 2025 |
| Gil CisnerosHouse | Purchase | $1K–$15K | Nov 18, 2025 |
| Ro KhannaHouse | Sale | $1K–$15K | Oct 27, 2025 |
| Ro KhannaHouse | Sale | $1K–$15K | Oct 23, 2025 |
Short interest
Settled Sep 30, 2026
- Shares short
- 8.01M
- Days to cover
- 3.23
- % of shares outstanding
- 1.74%
- Average daily volume
- 2.47M
- Change since last report
- −4.4%
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